Carnival Corporation & plc Notification of Transactions of Directors/PDMRS
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Arnold W. Donald |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
President & Chief Executive Officer of Carnival Corporation & plc / Director |
|
|
b) |
Initial notification/ Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Carnival Corporation |
|
|
b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
|
|
4A |
Details of the transaction: 1 |
||
|
a) |
Description of the financial instrument, type of instrument |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
|
b) |
Nature of the transaction |
Grant of restricted stock units (“RSUs”) made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares. |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
d) |
Aggregated information |
356,959 |
|
|
e) |
Date of the transaction |
2021-01-19 |
|
|
f) |
Place of the transaction |
Off Market |
|
Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600
